US Patent Application No: 2002/0059,093

Number of patents in Portfolio can not be more than 2000

Methods and systems for compliance program assessment

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ATTORNEY / AGENT: (SPONSORED)
 

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Abstract

Methods and systems for identifying and quantifying compliance issues are described. In one embodiment, a system is configured to implement a method which comprises assessing at least one compliance program to identify potential risks and prioritizing the potential risks. The issues relating to the potential risks, for example, failure modes and root causes are identified and are mitigated and controlled.

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First Claim

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Patent Owner(s)

Patent OwnerAddressTotal Patents
GENERAL ELECTRIC CAPITAL CORPORATIONCHICAGO, IL503

International Classification(s)

  • [Classification Symbol]
  • [Patents Count]

Inventor(s)

Inventor Name Address # of filed Patents Total Citations
Barton, Nancy E Old Greenwich, CT 1 38
Carbone, John W Niskayuna, NY 4 110
Denniston, Brackett B III Fairfield, CT 1 38
GILBERT, EDWARD S NEW YORK, NY 2 48
Green, Robert C Berkley Heights, NJ 6 76
Lacey, William - 4 38
Mensching, Eugene F JR White Plains, NY 1 38
Mitchell, Christina E Bellevue, WA 1 38
Robine, Christopher Fairfield, CT 1 38
Torres, Frank III Phillipsburg, NJ 1 38
Tucker, David E Ridgefield, CT 1 38
Vicente, Ligia B Bridgeport, CT 1 38
West, Sheri F Norwalk, CT 1 38
Whitcomb, John M Tiburon, CA 1 38

Patent Citation Ranking

Forward Cites

Patent Info (Count) # Cites Year
 
JPMORGAN CHASE BANK, N.A. (6)
7,433,829 System and method for managing global risk 5 2001
7,895,098 System and method for measuring and utilizing pooling analytics 17 2002
7,890,343 System and method for generating risk management curves 1 2005
7,756,896 System and method for multi-dimensional risk analysis 18 2005
7,962,391 System and method for determining elegibility and enrolling members in various programs 0 2008
8,255,307 System and method for measuring and utilizing pooling analytics 0 2011
 
SAP AG (4)
7,739,203 Method and system for classifying retail products and services using price band categories 2 2004
7,724,890 Focused retrieval of selected data in a call center environment 0 2005
8,099,337 Replenishment planning management 0 2007
8,068,603 Focused retrieval of selected data in a call center environment 0 2010
 
THE PNC FINANCIAL SERVICES GROUP, INC. (4)
7,801,758 System and method for conducting an optimized customer identification program 0 2003
8,401,893 Assessment construction tool 0 2010
8,374,899 Assessment construction tool 0 2010
7,974,867 System and method for conducting an optimized customer identification program 1 2010
 
GOLDMAN SACHS & CO. (3)
8,140,415 Automated global risk management 0 2001
8,209,246 Proprietary risk management clearinghouse 1 2003
8,121,937 Gaming industry risk management clearinghouse 0 2003
 
INTERNATIONAL BUSINESS MACHINES CORPORATION (3)
7,529,842 Method, system and program product for detecting an operational risk of a node 0 2002
7,703,070 Method and system for assessing a software generation environment 3 2003
8,135,638 Summarizing risk ratings to facilitate an analysis of risks 1 2005
 
BANK OF AMERICA CORPORATION (2)
7,853,468 System and methods for integrated compliance monitoring 2 2002
8,321,363 Technology evaluation and selection application 2010
 
GENERAL ELECTRIC COMPANY (2)
7,103,610 Method, system and computer product for integrating case based reasoning data and failure modes, effects and corrective action data 11 2002
6,909,994 Method, system and computer product for performing failure mode and effects analysis throughout the product life cycle 9 2002
 
PILLSBURY WINTHROP SHAW PITTMAN, LLP (2)
7,308,414 System and method for analyzing an operation of an organization 19 2004
7,979,303 System and method for analyzing an operation of an organization 0 2007
 
BUSINESS OBJECTS SOFTWARE (1)
8,374,897 Apparatus and method for forecasting qualitative assessments 0 2006
 
D2C SOLUTIONS, LLC (1)
7,941,336 Segregation-of-duties analysis apparatus and method 1 2006
 
EMPLOYMENT LAW COMPLIANCE, INC. (1)
7,330,817 System and methods for employment law compliance, establishment, evaluation and review 6 2001
 
FORD MOTOR COMPANY (1)
6,816,747 Computer-implemented system and process for improving manufacturing productivity 6 2003
 
GLO SOFTWARE LLC (1)
7,778,856 System and method for measuring and managing operational risk 3 2009
 
IJET INTERNATIONAL, INC. (1)
8,249,886 Global asset risk management systems and methods 0 2009
 
IJET TRAVEL INTELLIGENCE, INC. (1)
7,343,303 Global asset risk management system and methods 8 2004
 
INTELLIMET, INC. (1)
7,693,738 Computer-aided methods and apparatus for assessing an organizational process or system 6 2001
 
JDA SOFTWARE GROUP, INC (1)
7,359,865 Generating a risk assessment regarding a software implementation project 24 2001
 
MICROSOFT CORPORATION (1)
7,801,712 Declaration and consumption of a causality model for probable cause analysis 4 2006
 
SIEMENS AKTIENGESELLSCHAFT (1)
7,305,351 System and method for managing risk and opportunity 12 2000
 
SUN MICROSYSTEMS, INC. (1)
6,981,246 Method and apparatus for automatic accessibility assessment 11 2001