System and methods for electronic securities underwriting and electronic dissemination of annual financial and disclosure information from issuers to information repositories in accordance with U.S. securities laws and regulations

Number of patents in Portfolio can not be more than 2000

United States of America Patent

APP PUB NO 20030120578A1
SERIAL NO

10326120

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ATTORNEY / AGENT: (SPONSORED)

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Abstract

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The present invention provides systems and methods for electronic underwriting of new offerings of securities in the primary market for municipalities, institutions and corporations in accordance with U.S. securities laws and regulations. The system also provides a method for those issuers to electronically disseminate annual financial information on existing securities in the secondary market to information repositories. The user can fulfill disclosure requirements for a new offering of securities by completing various forms stored on the system, including the prospectus, closing memorandum, legal opinion and purchase contract. The issuer can fulfill its disclosure obligations for existing offerings of securities by completing various forms, including secondary market disclosure forms, material events notices and financial reports such as annual reports and earnings reports. After completing the forms, the user can disseminate the information electronically to information repositories.

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Patent OwnerAddress
NEWMAN PETERNot Provided

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Inventor(s)

Inventor Name Address # of filed Patents Total Citations
Newman, Peter Brooklyn, NY 44 2086

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