System and methods for integrated compliance monitoring

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United States of America Patent

PATENT NO 7853468
SERIAL NO

10232115

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ATTORNEY / AGENT: (SPONSORED)

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Abstract

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System and methods for integrated compliance monitoring. Various application modules work together to accomplish risk assessment and compliance monitoring. A risk assessment module facilitates the development of risk ratings based on responses to a plurality of compliance-related questions. The system can also include an action tracking module, and can further include a training module and a self-assessment module to determine individual compliance gaps. A common database is operatively connected to the modules to monitor the completion of assessments and to track actions based on remediation plans. In some embodiments, the invention is implemented via a computing platform or a collection of computing platforms interconnected by a network, such as a corporate intranet, in which case a web browser can facilitate use of the invention.

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Patent Owner(s)

  • BANK OF AMERICA CORPORATION

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Inventor(s)

Inventor Name Address # of filed Patents Total Citations
Callahan, Roger Michael Charlotte, US 2 398
Ericson,, Jr Martin William Concord, US 2 298

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