SYSTEM AND METHOD FOR PROVIDING HIGH PERFORMANCE COMPLIANCE SERVICES USING PRE-CALCULATED RULE EVALUATION

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United States of America Patent

SERIAL NO

13622060

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Abstract

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The present invention relates to a compliance system that allows users to verify that trading rules and regulations are being followed throughout the intraday trading activity. In particular, the systems and methods of the present invention allow a user to verify compliance with trading rules locally at a trading terminal.

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Patent Owner(s)

Patent OwnerAddress
ITG SOFTWARE SOLUTIONS INCCULVER CITY CA

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Inventor(s)

Inventor Name Address # of filed Patents Total Citations
Coglianese, Michael L Boston, US 2 10
Curley, David M Boston, US 2 10
Yang, Hui Boston, US 265 893

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