US Patent No: 5,806,049

Number of patents in Portfolio can not be more than 2000

Data processing system for global assessment of investment opportunity and cost

Stats

ATTORNEY / AGENT: (SPONSORED)
 

Importance

Loading Importance Indicators... loading....

Abstract

A data processing system for determining a matrix of optimal investment portfolios based on globally accessed investment return and risk criteria. The system creates a global defined database of investment assets and investors. Asset and investor characteristics are established and applied to provide solutions to the ensuing linear relationships. These solutions are then individually applied to determine an optimal investment portfolio on an individualized basis.

Loading the Abstract Image... loading....

First Claim

Related Publications

Loading Related Publications... loading....

Patent Owner(s)

  • Assignment data not available. Check USPTO

International Classification(s)

  • [Classification Symbol]
  • [Patents Count]

Inventor(s)

Inventor Name Address # of filed Patents Total Citations
Petruzzi, Christopher R 800 E. Ocean Blvd. Suite 1101, Long Beach, CA 90802 3 138

Cited Art

Patent Info (Count) # Cites Year
 
BANK OF AMERICA CORPORATION (2)
4,346,442 Securities brokerage-cash management system 428 1980
4,674,044 Automated securities trading system 808 1985
 
COLLEGE SAVINGS BANK (2)
4,752,877 Method and apparatus for funding a future liability of uncertain cost 300 1986
4,722,055 Methods and apparatus for funding future liability of uncertain cost 173 1987
 
ALGORITHMICS HOLDINGS, INC. (1)
5,148,365 Scenario optimization 240 1989
 
STATE STREET CAPITAL MARKETS, LLC (1)
5,101,353 Automated system for providing liquidity to securities markets 751 1989
 
OTHER [CHECK PATENT PROFILE FOR ASSIGNMENT INFORMATION] (1)
5,132,899 Stock and cash portfolio development system 172 1989

Patent Citation Ranking

Forward Cites

Patent Info (Count) # Cites Year
 
ISLAND INTELLECTUAL PROPERTY LLC (38)
7,752,129 Systems and methods for managing client accounts 26 2000
7,519,551 Systems and methods for administering return sweep accounts 40 2002
7,680,734 Money fund banking system 30 2002
7,536,350 Systems and methods for providing enhanced account management services for multiple banks 42 2003
7,509,286 Systems and methods for money fund banking with flexible interest allocation 75 2003
RE43246 Money fund bank system 6 2004
7,672,886 Systems and methods for managing client accounts 27 2005
8,150,766 System and method for investing public deposits 1 2006
7,752,107 System and method for managing aggregated accounts 26 2007
7,680,716 System and method for allocating excess funds in aggregated control account 28 2007
7,672,901 System and method for holdback procedure for after-hours transactions 28 2007
7,672,902 System and method for pre-funding interest for early termination of client account having funds in one or more aggregated accounts 30 2007
7,668,771 System and method for allocation to obtain zero activity in a selected aggregated account 27 2007
7,809,640 Money fund banking system 24 2007
7,769,688 Money fund banking system 24 2007
7,716,131 Money fund banking system with multiple banks and/or rates 26 2007
8,380,621 Systems, methods and program products for swap processing for uninsured accounts 0 2008
7,668,772 Systems and methods for money fund banking with flexible interest allocation 29 2008
8,032,456 System, methods and program products for processing for a self clearing broker dealer 19 2008
8,355,985 Systems and methods for providing enhanced account management services for multiple banks 0 2009
8,290,859 Systems and methods for providing enhanced account management services for multiple banks 0 2009
8,290,860 Systems and methods for providing enhanced account management services for multiple banks 0 2009
7,933,821 Systems and methods for administering return sweep accounts 24 2009
8,401,962 Systems and methods for providing enhanced account management services for multiple banks 0 2009
8,290,861 Systems and methods for providing enhanced account management services for multiple banks 0 2009
8,386,383 Money fund banking system with multiple banks and/or rates 0 2009
8,019,667 Systems and methods for money fund banking with flexible interest allocation 18 2010
8,019,668 System and method for allocation to obtain zero activity in a selected aggregated account with holdback 18 2010
8,311,939 Method and system for allocating deposits over a plurality of depository institutions 0 2010
8,352,342 Method and system for determining fees for deposits allocated over a plurality of deposit institutions 0 2010
7,996,308 System and method for managing aggregated accounts 18 2010
8,370,236 Method and system for allocating funds over a plurality of time deposit instruments in depository institutions 0 2010
8,260,705 Systems, methods and program products for deposit and withdrawal processing 0 2010
8,311,916 Systems and methods for administering return sweep accounts 0 2011
8,260,697 Systems and methods for money fund banking with flexible interest allocation 0 2011
8,239,321 System and method for allocation to obtain zero activity in one or more selected aggregated deposit accounts 0 2011
8,359,267 System and method for investing public deposits 0 2011
8,386,382 System and method for allocation to obtain zero activity in one or more selected aggregated deposit accounts 0 2012
 
INTEL CORPORATION (12)
6,233,671 Staggering execution of an instruction by dividing a full-width macro instruction into at least two partial-width micro instructions 18 1998
6,230,253 Executing partial-width packed data instructions 23 1998
6,970,994 Executing partial-width packed data instructions 4 2001
7,424,505 Method and apparatus for performing multiply-add operations on packed data 0 2001
7,430,578 Method and apparatus for performing multiply-add operations on packed byte data 16 2003
7,395,298 Method and apparatus for performing multiply-add operations on packed data 17 2003
6,925,553 Staggering execution of a single packed data instruction using the same circuit 2 2003
7,509,367 Method and apparatus for performing multiply-add operations on packed data 0 2004
7,366,881 Method and apparatus for staggering execution of an instruction 0 2005
7,467,286 Executing partial-width packed data instructions 0 2005
8,185,571 Processor for performing multiply-add operations on packed data 0 2009
8,396,915 Processor for performing multiply-add operations on packed data 0 2012
 
FINANCIAL ENGINES, INC. (10)
6,292,787 Enhancing utility and diversifying model risk in a portfolio optimization framework 115 1998
7,016,870 Identifying a recommended portfolio of financial products for an investor based upon financial products that are available to the investor 29 2000
7,249,081 Load aware optimization 4 2001
7,062,458 User Interface for a financial advisory system that allows an end user to interactively explore tradeoffs among input decisions 50 2001
7,321,871 Enhancing utility and diversifying model risk in a portfolio optimization framework 12 2001
8,200,561 Tax-aware asset allocation 0 2003
7,788,155 Financial advisory system 5 2005
7,774,257 User interface for a financial advisory system 11 2007
7,983,975 Financial advisory system 2 2008
7,813,989 Financial goal planning and analysis system 4 2008
 
FOLIOFN, INC. (10)
6,996,539 Method and apparatus for enabling smaller investors or others to create and manage a portfolio of securities or other assets or liabilities on a cost effective basis 44 1998
6,161,098 Method and apparatus for enabling small investors with a portfolio of securities to manage taxable events within the portfolio 90 1998
6,801,199 Method and apparatus for interacting with investors to create investment portfolios 16 2000
6,516,303 Method, system, and apparatus for managing taxable events within a portfolio 70 2000
7,110,971 Method and apparatus for enabling individual or smaller investors or others to create and manage a portfolio of securities or other assets or liabilities on a cost effective basis 20 2003
7,117,176 Method and apparatus for enabling individual or smaller investors or others to create and manage a portfolio of securities or other assets or liabilities on a cost effective basis 28 2003
8,099,344 Method and apparatus for enabling individual or smaller investors or others to create and manage a portfolio of securities or other assets or liabilities on a cost effective basis 1 2003
7,552,082 Method and apparatus for enabling individual or smaller investors or others to create and manage a portfolio of securities or other assets or liabilities on a cost effective basis 6 2003
7,546,267 Method and apparatus for enabling individual or smaller investors or others to create and manage a portfolio of securities or other assets or liabilities on a cost effective basis 4 2003
8,078,490 Method and apparatus for corporate voting 0 2009
 
ACCENTURE GLOBAL SERVICES LIMITED (6)
8,024,213 System and method and article of manufacture for making financial decisions by balancing goals in a financial manager 1 2000
7,818,233 User interface for a financial modeling system 9 2000
7,401,040 Financial modeling and counseling system 14 2001
7,921,048 Financial planning and counseling system projecting user cash flow 1 2001
7,315,837 Communication interface for a financial modeling and counseling system 8 2001
7,783,545 Automated coaching for a financial modeling and counseling system 4 2001
 
FOLIO(FN), INC. (3)
6,360,210 Method and system for enabling smaller investors to manage risk in a self-managed portfolio of assets/liabilities 193 1999
6,338,047 Method and system for investing in a group of investments that are selected based on the aggregated, individual preference of plural investors 136 1999
7,844,538 Method and apparatus for trading securities or other instruments 4 2007
 
GOTTSTEIN, DAVID (3)
6,115,697 Computerized system and method for optimizing after-tax proceeds 22 1999
7,047,217 Computerized system and method for optimizing after-tax proceeds involving options 8 2000
7,343,336 Computerized system and method for optimizing after-tax proceeds 1 2000
 
HARTFORD FIRE INSURANCE COMPANY (3)
7,925,564 Computer system and method for determining optimal asset allocation 1 2008
8,150,755 Computer system and method for determining optimal asset allocation 0 2011
8,335,736 Computer system and method for determining optimal asset allocation 0 2012
 
BANK OF AMERICA CORPORATION (2)
7,212,993 Security receipts management system 17 2000
7,970,675 Security receipts management system 0 2007
 
EQUITYNET, LLC (2)
7,698,188 Electronic enterprise capital marketplace and monitoring apparatus and method 4 2005
7,908,194 Electronic enterprise analysis apparatus 1 2007
 
GOLDENSOURCE CORPORATION (2)
6,513,019 Financial consolidation and communication platform 216 1999
7,310,615 Financial data reporting system with alert notification feature and free-form searching capability 20 2002
 
GRAVITY INVESTMENTS LLC (2)
7,472,084 Method and apparatus for creating and managing a visual representation of a portfolio and determining an efficient allocation 7 2002
8,156,030 Diversification measurement and analysis system 0 2009
 
INTERNATIONAL BUSINESS MACHINES CORPORATION (2)
7,873,555 System and method for automatically rebalancing portfolios by single response 1 2000
7,395,236 Risk management system and method providing rule-based evolution of a portfolio of instruments 16 2004
 
NCR CORPORATION (2)
6,850,923 Expert system 30 2000
6,741,975 Rule based expert system for consumer preference 43 2000
 
RISKALYZE INTELLECTUAL VENTURES LLC (2)
6,078,904 Risk direct asset allocation and risk resolved CAPM for optimally allocating investment assets in an investment portfolio 191 1998
6,405,179 System and method for data collection, evaluation, information generation, and presentation 109 2000
 
SECTORBASE.COM, LLC (2)
6,338,067 Product/service hierarchy database for market competition and investment analysis 30 1999
6,405,204 Alerts by sector/news alerts 51 1999
 
AMERIPRISE FINANCIAL, INC. (1)
6,985,880 Method of risk management and of achieving a recommended asset allocation and withdrawal strategy, and computer-readable medium, apparatus and computer program thereof 46 1999
 
ANCERNO LTD. (1)
7,739,170 Systems and methods for analysis of portfolio returns and trade cost measurement based on fiduciary roles 1 2003
 
CHARLES SCHWAB & CO., INC. (1)
7,016,873 System and method for tax sensitive portfolio optimization 20 2000
 
CITIBANK, N.A. (1)
6,609,110 Method and system for retail investment objective setting 8 2000
 
DLJ LONG TERM INVESTMENT CORPORATION (1)
6,839,686 Method and system for providing financial information and evaluating securities of a financial debt instrument 57 1999
 
FINANCIOMETRICS INC. (1)
7,050,998 Investment portfolio construction method and system 12 2000
 
FOLIO TRADE LLC (1)
7,047,218 Method and apparatus for trading securities or other instruments on behalf of customers 32 2000
 
FOLION, INC. (1)
8,275,690 Method and apparatus for enabling smaller investors or others to create and manage a portfolio of securities or other assets or liabilities on a cost effective basis 0 2010
 
FOLIONFN, INC. (1)
7,685,046 Method and apparatus for enabling individual or smaller investors or others to create and manage a portfolio of securities or other assets or liabilities on a cost effective basis 5 2003
 
FOLIOTRADE LLC (1)
6,601,044 Method and apparatus for enabling individual or smaller investors or others to create and manage a portfolio of securities or other assets or liabilities on a cost effective basis 229 1998
 
FORTHCOMING LLP (1)
6,470,321 System, method, and computer program product for providing financial protection of equity investments 28 2000
 
GENERAL ELECTRIC CAPITAL CORPORATION (1)
6,856,973 Methods and systems for assessing creditworthiness of a country 62 1999
 
GUIDEDCHOICE.COM, INC. (1)
6,154,732 System for providing investment advice and management of pension assets 95 1997
 
IJET INTERNATIONAL, INC. (1)
8,249,886 Global asset risk management systems and methods 0 2009
 
IJET TRAVEL INTELLIGENCE, INC. (1)
7,343,303 Global asset risk management system and methods 8 2004
 
INVESTMENT STRATEGIES NETWORK (1)
6,275,814 Investment portfolio selection system and method 102 1996
 
ITG SOFTWARE SOLUTIONS, INC. (1)
7,853,510 Method and system for multiple portfolio optimization 0 2007
 
JONES LANG LASALLE IP, INC. (1)
7,386,496 System and method for evaluating real estate financing structures 2 2001
 
MARSHALL & ILSLEY CORPORATION (1)
6,687,681 Method and apparatus for tax efficient investment management 21 1999
 
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (1)
7,860,773 System and method for providing secure retirement benefits via a conversion process 2 2000
 
RED HAT, INC. (1)
7,660,874 Registry for trading partners using documents for commerce in trading partner networks 10 2000
 
REFERENCE GROUP HOLDINGS LIMITED (1)
7,233,921 Presentation of optimum portfolio 6 1999
 
RESERVE MANAGEMENT CORPORATION (1)
6,374,231 Money fund banking system 88 1998
 
REVERSEDCA, LLC (1)
7,003,483 System and method for optimizing the number of units of a security purchased or sold on a periodic basis 4 2000
 
UBS FINANCIAL SERVICES, INC. (1)
7,171,384 Browser interface and network based financial service system 9 2000
 
UNITED SYNDICATE INSURANCE LTD. (1)
7,831,494 Automated financial portfolio coaching and risk management system 9 2001
 
VEOSYSTEMS, INC. (1)
8,006,177 Documents for commerce in trading partner networks and interface definitions based on the documents 1 1998
 
WATER STREET ADVISORS, INC. (1)
7,546,264 Method for selecting investments in book-valued collective investment funds 3 2002
 
OTHER [CHECK PATENT PROFILE FOR ASSIGNMENT INFORMATION] (9)
6,456,982 Computer system for generating projected data and an application supporting a financial transaction 100 1993
6,078,905 Method for optimizing risk management 64 1998
7,580,875 Investment system and method 2 2000
7,509,278 Long-term investing 22 2001
7,512,555 Investment management tool 0 2002
7,617,140 Systems and method for improving investment performance 1 2005
8,301,527 Systems and methods for improving investment performance 0 2006
7,606,751 Systems and methods for improving investment performance 2 2006
8,229,825 Systems and methods for improving investment performance 0 2009