Mapping compliance information into useable format

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United States of America Patent

PATENT NO 6122635
SERIAL NO

09023979

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ATTORNEY / AGENT: (SPONSORED)

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Abstract

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A system for providing access to compliance information includes a subsystem for acquiring securities information from one or more database sources. The system extracts compliance information from the acquired securities information that is related to a particular security. The system also includes a subsystem for providing access to the computer-readable compliance information files over a computer communications link.

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Patent Owner(s)

Patent OwnerAddress
BROADRIDGE INVESTOR COMMUNICATION SOLUTIONS INC51 MERCEDES WAY EDGEWOOD NY 11717

International Classification(s)

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Inventor(s)

Inventor Name Address # of filed Patents Total Citations
Amster, Richard B Brookline, MA 1 43
Burakoff, Stephen V Chestnut Hill, MA 39 170
Fein, Robert A Newton, MA 42 357
Simmel, Sergiu S Brookline, MA 34 169
Watkin, Heath L Watertown, MA 1 43
Wiley, Garett S Wellesley, MA 1 43

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