Rule compliance system and a rule definition language

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United States of America Patent

PATENT NO 6820069
SERIAL NO

09595841

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Abstract

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A rule definition language ('RDL') and a memory server are used to determine compliance with rules, such as rules used in determining compliance in securities trading. The rules, global data and local data are loaded into system memory of the server. The global datum consists of parameters or values used to determine compliance with said rules. The query, submitted to the memory server, contains the local data that is used to determine compliance of that query with the rules. The query is executed by accessing server memory to utilize the local datum and the global datum, such that the server determines compliance with the rules from the memory of the server. Syntax for the RDL, which permits programming in a manner particularly suitable for compliance checking procedures, is also disclosed.

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Patent Owner(s)

Patent OwnerAddress
WOLTERS KLUWER FINANCIAL SERVICES INC100 SOUTH FIFTH STREET SUITE 700 MINNEAPOLIS MN 55402

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Inventor(s)

Inventor Name Address # of filed Patents Total Citations
Kanevskiy, Boris Brooklyn, NY 1 90
Kogan, Ilya Union City, NJ 2 92
Kraskin, Mitchel Rye, NY 1 90

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