Global compliance system
Number of patents in Portfolio can not be more than 2000
United States of America Patent
Stats
-
Oct 20, 2009
Grant Date -
Nov 14, 2002
app pub date -
Mar 4, 2002
filing date -
May 10, 2001
priority date (Note) -
In Force
status (Latency Note)
Importance
Abstract
A system for implementing a compliance program in a financial institution is provided and includes a list database for storing material information regarding a plurality of entities that is known to said financial institution. Also included is a list manager that receives a compliance query from an affiliate of the financial institution having a status. The list manager provides a compliance response to the affiliate based on the plurality of entities and according to the status of the affiliate.
First Claim
Family
International Classification(s)
Cited Art Landscape
Patent Citation Ranking
Advertisement
Advertisement
Advertisement
Recipient Email Address
Recipient Email Address
Comment
Recipient Email Address
Add to Portfolio(s)
To add this patent to one, or more, of your portfolios, simply click the add button.
This Patent is in these Portfolios:
Add to additional portfolios:
Last Refreshed On:
Changes done successfully